Trainee Compliance Consultant

Compliance Analyst - Grimsby, Yorkshire and the Humber

Ref: 1512Monday 10 June 2024

Up to £33,000

Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. 

The salary range for the Compliance role is up to £33,000


Flexible working hours, Travel expenses covered for meetings, Employee Ownership Trust (EOT) Bonus, Exam support for professional development

There are two career options available within the role in the company:

  • Future progression opportunities to a full Compliance role for interested candidates
  • Progression track to a full Adviser role for candidates aspiring for career development

Key Responsibilities:

  • Conduct one-on-one meetings with Pension members
  • Deliver engaging presentations to staff groups about Pensions
  • Respond to inquiries and provide information about Pensions
  • Identify opportunities to bring on individual clients and collaborate with other advisers
  • Provide support in Compliance, including file checks and policy reviews (full training provided)

Qualifications and Experience:

  • Knowledge of Pensions
  • Experience gained in either an IFA or Provider 


If you are a dedicated and ambitious professional looking for a rewarding career in the financial industry with ample opportunities for growth, we invite you to apply for the Compliance Consultant position

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