Trainee Compliance Consultant

Compliance Analyst - Grimsby, Yorkshire and the Humber

Ref: 1512Tuesday 27 February 2024

Up to £33,000

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Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director. 

The salary range for the Compliance role is up to £33,000

Benefits:

Flexible working hours, Travel expenses covered for meetings, Employee Ownership Trust (EOT) Bonus, Exam support for professional development

There are two career options available within the role in the company:

  • Future progression opportunities to a full Compliance role for interested candidates
  • Progression track to a full Adviser role for candidates aspiring for career development

Key Responsibilities:

  • Conduct one-on-one meetings with Pension members
  • Deliver engaging presentations to staff groups about Pensions
  • Respond to inquiries and provide information about Pensions
  • Identify opportunities to bring on individual clients and collaborate with other advisers
  • Provide support in Compliance, including file checks and policy reviews (full training provided)

Qualifications and Experience:

  • Diploma Qualified CII or LIBF (we will also consider people that are part qualified 
  • Knowledge of Pensions
  • Experience gained in either an IFA or Provider 

 

If you are a dedicated and ambitious professional looking for a rewarding career in the financial industry with ample opportunities for growth, we invite you to apply for the Compliance Consultant position

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