Compliance Consultant

Compliance Analyst - Grimsby, Yorkshire and the Humber

Ref: 1507Monday 10 June 2024

Up to £33,000

We are seeking a motivated and Diploma Qualified individual to join a dynamic IFA firm as a Compliance consultant within the Pensions team. This role offers a competitive salary, exciting career progression opportunities, and a range of benefits.


The salary range for the Compliance role is up to £33,000


Flexible working hours, Travel expenses covered for meetings, Employee Ownership Trust (EOT) Bonus, Exam support for professional development


There are two career options available within the role in the company:

  • Future progression opportunities to a full Compliance role for interested candidates
  • Progression track to a full Adviser role for candidates aspiring for career development


Key Responsibilities:

  • Conduct one-on-one meetings with Pension members
  • Deliver engaging presentations to staff groups about Pensions
  • Respond to inquiries and provide information about Pensions
  • Identify opportunities to bring on individual clients and collaborate with other advisers
  • Provide support in Compliance, including file checks and policy reviews (full training provided)


Qualifications and Experience:

  • Diploma Qualified CII or LIBF
  • Knowledge of Pensions


If you are a dedicated and ambitious professional looking for a rewarding career in the financial industry with ample opportunities for growth, we invite you to apply for the Compliance Consultant position

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