T&C Supervisor

Compliance Manager - Bath, South West England

Ref: 766Wednesday 3 August 2022

£35,000 - £45,000

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We are an award-winning Chartered independent financial planning practice with 6 offices across the UK.

 

We pride ourselves on providing excellent client service through long term financial planning and our people are key to our continued success.

 

The Vacancy

 

We are hiring a T&C Supervisor to join our growing team.

 

In this role, you will support the Line Management of Financial Planners and Appointed Representatives across the Group to deliver the T&C requirements as defined by the FCA and the company. Delivery of training material to the group. You will ensure that internal policies and procedures are adhered to and FCA regulatory requirements are met across the Group. Frequent travel may be required between offices and other locations where advisers are based.

 

The Development Opportunities

 

We offer all employees structured career progression pathways. Many of our senior management team started at ground level and have grown with us.

 

The Benefits

 

Salary up to £45,000

Hybrid Working

25 days annual leave (increasing with service to 28 days) plus bank holidays

Life Assurance x 4

5% Employer Pension Contribution

PMI with Bupa

Income Protection

Company Funded Cash Plan

Discounted Benefits (Gym Memberships, Smart Watches, Cycle to Work Scheme etc.)

Regular Social Events (Pub Quizzes, Summer and Winter Parties, Day at the Races, Bowling etc.)

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