UA-185291695-1 Compliance Analyst, Jobs, 191

Compliance Analyst

Financial planning - London

Ref: 191Thursday 14 October 2021

£40,000 - £50,000

I am working alongside a leading Wealth Management and Capital Markets firm that pride themselves on their high quality and wholly personalised financial advice.

They are seeking a Complaince Analyst to join up with their team, to support the Advisers in the business by preparing recommendations and producing suitability reports.

The firm in question are offering a strong base salary, alongside flexible working arrangements.


  • Assist the Compliance Team to ensure the firm remains compliant at all times in line with the FCA
  • Actively promote a positive risk and compliance culture across the firm
  • Maintenance of compliance registers and documents


In order to be considered for this unique opportunity, candidates need to have -

  • Level 4 Diploma qualified or working towards this
  • Previous experience within a similar
  • High level of analytical capability and good communication skills

If this sounds like the role for you, please apply and we would be happy to discuss the details through with you.